FASEA Exam Preparation
The new requirements under the Financial Adviser Standards and Ethics Authority (FASEA) represent a profound shift in the regulation and delivery of financial advice in Australia. For new entrants and existing advisers, the FASEA exam must be passed to either maintain or secure your status as a Financial Adviser.
This tailored program, designed by industry experts, will get you exam-ready and assist you to pass the FASEA Exam, the first time.
The comprehensive program is delivered via an interactive, online platform providing the flexibility to study and learn at times that suits participants commitments and at a pace that suits their lifestyle. Program material is comprised of readings, links, videos, activities, and quizzes in a comprehensive learning experience.
Regulations - Corporations Law
Additional Regulatory Framework
As well as the Corporations Act, there is a host of regulations and legislation that apply to the financial services industry. This module introduces you to the additional regulations, including Anti-Money Laundering, Privacy and TASA legislation that underpins the provision of financial advice and financial planning in Australia.
This module introduces you to professionalism and trust in the Australian Financial Planning context by ensuring your awareness and positioning your thinking in alignment with the criteria established by the Financial Adviser Standards and Ethics Authority (FASEA).
FASEA Code of Ethics
Financial Advice Construction
Participants who successfully complete the program will receive a Certificate of Completion endorsed by . Your certification will note up to 20 hours of professional development and importantly will provide you with the knowledge, understanding and confidence to sit the FASEA Exam.
For FASEA Exam registration dates, sitting schedules and locations, please visit